Greenberg Financial Group is licensed as a securities broker dealer, registered as an an investment advisor and licenced as an insurance agency. We are located at 4511 N. Campbell Ave. Suite 255 in Tucson, Arizona
  (520) 544-4909
 

Securities Investor Protection Corporation (SIPC), which protects securities customers of its members up to $500,000 (including $100,000 for claims for cash). The SIPC is an independent government-sponsored corporation that is used to meet customer claims in the event a broker-dealer fails.
SIPC.org

About The Greenberg Financial Group

     Greenberg Financial Group is both a Registered Investment Advisory and Retail Broker / Dealer in Tucson, Arizona. We specialize in portfolio management & advisory services and are located at 4511 N. Campbell Ave. Suite # 255

Established in 1988 we were formally known as Greenberg Nehls & Co. In 2001 our current name was adopted. The company offers the following services to our customers: investment advice and consultation, portfolio management, portfolio advisory, and educational activities. Our goal is to get to know our clients, determine their financial goals and risk tolerance, and to develop a portfolio that will help them achieve their needs. At Greenberg Financial our client’s satisfaction is the #1 priority.

     Established in 1988 we were formally known as Greenberg Nehls & Co. We adopted our current name in 2001 and now offer the following services to our customers: portfolio management, portfolio advisory, investment consultation, and educational activities. Our goal is to get to know our clients, determine their financial goals and risk tolerance, and develop a portfolio that helps them achieve their needs

    Dean Greenberg: President & Founder
     Email • Dean@greenbergfinancial.com

The Founder and President of Greenberg Financial Group has been in the financial industry for over 20 years. He received his undergraduate degree in economics from Washington and Lee University and his Masters in Business Administration from Adelphi in 1982. Dean is an organizing member and a member of the board of directors of Commerce Bank of Arizona. He is an active member in the Tucson community, and hosts the Sunday morning talk show Money Matters on 790 KNST.

Dean Greenberg, the Founder and President of Greenberg Financial Group has been in the financial services industry for over 20 years. He received his B.S. in Business Administration majoring in Economics from Washington and Lee University and his MBA from Adelphi in 1982. Dean is an organizing member and a member of the board of directors of Commerce Bank of Arizona. He is an active member in the Tucson community, and hosts the Sunday morning talk show Money Matters on AM 1290 “The Source”.

 

Professional Licenses/Designations

  • Series 7 General Securities Registered Representative License
  • Series 24 General Securities Principal License
  • Series 4 Registered Options Principal License
  • Series 53 Municipal Securities Principal License
  • Series 63 Uniform Securities Agent State Law Exam
  • Series 65 Uniform Investment Advisor Law Exam
  • Arizona Insurance Licenses Life/Variable Contracts

  David Sherwood: VP of Investment Services
    Email • Sherwood@greenbergfinancial.com

     Dave has been in the financial services industry since arriving in Tucson in September of 1972. After 9 years at Pima Savings & Loan Dave joined E.F. Hutton in August of 1981 and has been a registered investment executive since that time. Dave has been active in many civic organizations and he joined the Greenberg Financial Group in March of 2002.
Dave has been in the financial services industry since arriving in Tucson in September of 1972. After 9 years at Pima Savings & Loan Dave joined E.F. Hutton in August of 1981 and has been a registered investment executive since that time. Dave has been active in many civic organizations and he joined the Greenberg Financial Group in March of 2002.

Professional Designations/Licenses

  • Series 4 Registered Options Principal License
  • Series 7 General Securities Registered Representative License
  • Series 24 General Securities Principal License
  • Series 55 Limited Representative - Equity Trader
  • Series 63 Uniform Securities Agent State Law Exam
  • Series 65 Uniform Investment Advisors Law Exam
  • Arizona Life and Annuity License

 Ruben Fernandez : Registered Representative
   Email • Ruben@greenbergfinancial.com

    Ruben, a native Arizonan, moved to Tucson in the early 1960’s to attend the University of Arizona where he received a B.S. in Business Administration.  In 1970, Ruben was one of a group of stockbrokers that opened the first office in Tucson for Dean Witter.  Prior to accepting a position at Greenberg Financial Group, he has developed long-term relationships with clients and employed a consultative approach using his expertise in asset allocation to match appropriate investments to his clients’ unique needs.  Ruben has been very active in social and community organizations that involve the youth of Tucson. .

Ruben, a native Arizonan, moved to Tucson in the early 1960’s to attend the University of Arizona where he received a B.S. in Business Administration. In 1970, Ruben was one of a group of stockbrokers that opened the first office in Tucson for Dean Witter. Prior to accepting a position at Greenberg Financial Group, he has developed long-term relationships with clients and employed a consultative approach using his expertise in Asset Allocation to match appropriate investments to his clients’ unique needs. Ruben has been very active in social and community organizations that involve the youth of Tucson.

Professional Designations/Licenses

  • Series 7 General Securities Registered Representative License
  • Series 66 Combined Uniform Securities Agent State & Uniform Investment Advisors Law
  • Arizona Insurance Licenses Life/Variable Contracts

Sue Maxwell: VP Compliance / Operations
   Email • Sue@greenbergfinancial.com

     Sue Maxwell has been with the Greenberg Financial Group since February of 1999. She is responsible for all state and federal regulatory compliance and financial reporting for the firm. Originally from Buffalo, New York, Sue is a mother of two, grandmother of two and avid supporter of the University of Arizona Wildcats.

Sue Maxwell has been the Office Manager at Greenberg Financial Group for eight years. She was previously an Integrated Avionics Computerized Test Station Specialist with the United States Air Force. Sue is a mother of two, grandmother of one, and an avid supporter of the University of Arizona.

Professional Designations/Licenses

  • Series 7 General Securities Registered Representative License
  • Series 24 General Securities Principal License
  • Series 28 Financial Operations Principal
  • Series 66 Combined Uniform Securities Agent State & Uniform Investment Advisors Law

Natalie A Fernandez: Certified Retirement Counselor
   Email • Natalie@greenbergfinancial.com

    Natalie joined Greenberg Financial Group in May 2007 with over 10 years experience in banking and investment services.  Natalie is a Certified Retirement Counselor, specializing in long- term retirement focus and planning strategies to help individuals realize and achieve their goals. She is a native Tucsonan and attended the University of Arizona.  Natalie is a mother of two and is very involved with the youth of Tucson.  Natalie speaks fluent Spanish and is active in the Hispanic community. She is also active in numerous non-profit organizations. 

Natalie joined Greenberg Financial Group in May 2007 with over 10 years experience in banking and investment services. Natalie is a Certified Retirement Counselor, specializing in long- term retirement focus and planning strategies to help individuals realize and achieve their goals. She is a native Tucsonan and attended the University of Arizona. Natalie is a mother of three and is very involved with the youth of Tucson. Natalie speaks fluent Spanish and is active in the Hispanic community. She is also active in numerous non-profit organizations. 

Professional Designations / Licenses

  • Series 7 General Securities Registered Representative License
  • Series 63
  • Series 65
  • Arizona Insurance Licenses Life / Health / Variable Contracts
  • Certified Retirement Counselor

Dan S. Martin: Registered Representative
   Email • Dan@greenbergfinancial.com

    Dan has 15+ years of business management experience and a B.A. in Political Science, Economics and Systems & Industrial Engineering from the University of Arizona and an MBA from the UA Eller College of Management. Prior to joining Greenberg Financial Group he spent five years at UBS Financial Services building solid client relationships based on understanding their dreams and goals and creating an investment strategy to help achieve them. Dan is a member of the Board of Directors of the Museum of Contemporary Art (MOCA) in Tucson.
Dan has 15+ years of business management experience and a B.A. in Political Science, Economics and Systems & Industrial Engineering from the University of Arizona and an MBA from the UA Eller College of Management. Prior to joining Greenberg Financial Group he spent five years at UBS Financial Services building solid client relationships based on understanding their dreams and goals and creating an investment strategy to help achieve them. Dan is a member of the Board of Directors of the Museum of Contemporary Art (MOCA) in Tucson.

Professional Designations / Licenses

  • Series 7 General Securities Registered Representative License
  • Series 66 Combined Uniform Securities Agent State & Uniform Investment Advisors Law
  • Arizona Insurance Licenses Life / Variable Contracts

  Laurie Metz: Office Assistant
   Email • Laurie@greenbergfinancial.com
     Laurie joined our team in November of 2004. She previously worked for Johnson and Johnson in California as a payroll associate for 11 years. She established residence in Tucson 12 years ago and is a proud mother of three, grandmother of two.
Laurie joined our team in November of 2004. She previously worked for Johnson and Johnson in California as a payroll associate for 11 years. She established residence in Tucson 12 years ago and is a proud mother of three, grandmother of two.


  Greenberg Financial Group is licensed as a securities broker dealer, registered as an an investment advisor and licenced as an insurance agency. We are located at 4511 N. Campbell Ave. Suite 255 in Tucson, Arizona We strive to get to know our clients, determine their financial goals and risk tolerance, and to develop a portfolio that will help them achieve their needs. At Greenberg Financial our client’s satisfaction is the #1 priority.
(800) 525-5263
(520) 544-4909
Greenberg Financial Group
4511 N. Campbell Ave. Suite 255
Tucson,  Arizona  85718
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